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Found 94 results for Financial Services Regulation
Norton Rose's MIG group September updater
Each month Norton Rose’s Markets Infrastructure Group (MIG) publishes an ‘updater’ which covers the latest regulatory developments that affect those involved in brokerage and market infrastructure.
Law Firm: Norton Rose | Published: 09 September 2010 | Practice Area: Anti Money Laundering
Russia’s new insider trading law and its implications
On 30 July one of the most anticipated and contentious laws of the last decade, federal law ‘On Counteracting the Abuse of Inside Information and Market Manipulation and Amendment of Certain Legislative Acts of the Russian Federation', was officially published.
Law Firm: Herbert Smith | Published: 17 August 2010 | Practice Area: Financial Crime and Fraud
Rating: 
2 people found this useful
Shareholders sue Avon board over improper payments in China
On 22 July shareholders in Avon Products Inc., the direct-selling cosmetics giant, sued its board and three former directors over their alleged failure to prevent improper payments in China.
Law Firm: Norton Rose | Published: 13 August 2010 | Practice Area: Financial Crime and Fraud
Rating: 1 person found this useful
Bribery Act 2010: what companies and partnerships should be doing to prepare
Although the Act will only come into force next April, commercial organisations should be implementing adequate anti-bribery procedures now, says Macfarlanes in this comprehensive analysis of the new law.
Law Firm: Macfarlanes LLP | Published: 10 August 2010 | Practice Area: Financial Crime and Fraud
Rating: 6 people found this useful
The extent of the FSA’s prosecution powers - R v Rollins
A recent Supreme Court decision, R v Rollins, has made it clear that the Financial Services Authority has the power to prosecute for money laundering offences, notwithstanding that such offences fall outside the remit of the Financial Services and Markets Act 2000.
Law Firm: Norton Rose | Published: 04 August 2010 | Practice Area: Regulation and Compliance
Anti-corruption - a practical guide for business
The risk of serious damage to businesses as a result of corruption has increased significantly in recent years. This guide by Nabarro provides a practical guide to dealing with those risks.
Law Firm: Nabarro | Published: 03 August 2010 | Practice Area: Financial Crime and Fraud
Rating: 8 people found this useful
Bribery Act - the new offences and their impact on private equity
This article by Herbert Smith highlights the two main risks of the long awaited Bribery Act for private equity.
Law Firm: Herbert Smith | Published: 29 July 2010 | Practice Area: Regulation and Compliance
Rating: 2 people found this useful
Guide to anti-corruption in Asia Pacific
The purpose of this guide is to provide an overview of international and national anti-corruption regimes within Asia Pacific. It also highlights how national and international companies should best approach anti-corruption compliance, transactional due diligence and corruption investigations.
Law Firm: Norton Rose | Published: 27 July 2010 | Practice Area: Financial Crime and Fraud
Bribery Act pushed back to April 2011
The UK Ministry of Justice has announced that the coming into force of the Bribery Act has been pushed back to April 2011. Implementation of the Bribery Act had previously been expected prior to October 2010.
Law Firm: Baker & McKenzie | Published: 27 July 2010 | Practice Area: Financial Crime and Fraud
Rating: 2 people found this useful
Financial regulation - a little spare change
The creation of a new agency to tackle white-collar crime raises awkward questions about funding, argue Norton Rose partners Charles Evans and Dorian Drew.
Law Firm: Norton Rose | Published: 26 July 2010 | Practice Area: Financial Crime and Fraud
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