Legal briefings from the world's leading law firms
Custody
Financial institutions e-briefing: FSA on platforms; privilege for in-housers; enforcing against assets
This issue of the Financial institutions e-briefing from Eversheds includes news of the FSA’s consultation paper on platforms; a summary judgment on ‘no set off clauses’ in Credit Suisse v Ramot Plana; and the FSA’s first conviction for money laundering.
Law Firm: Eversheds | Published: 08 December 2010 | Practice Area: Financial Crime and Fraud
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Weekly Financial Services Update: PRIPS on retail standards; CEBS call for banking stakeholders; ‘Dear CEO’ letters
This week’s Financial Services discusses topics including the new PRIPS consultation on retail protection standards; the Insurance mediation directive; and CEBS’ call for expressions of interest regarding the European Banking Authority’s banking stakeholder group.
Law Firm: Macfarlanes LLP | Published: 07 December 2010 | Practice Area: Capital Markets and Debt Securities
Rating: 1 person found this useful
November month-end finance round-up
The monthly finance bulletin from our banking and corporate recovery department at Travers Smith provides an overview of some recent market developments and trends in the finance sector, and also features a spotlight on readiness for refinancing.
Law Firm: Travers Smith | Published: 01 December 2010 | Practice Area: Collective Investment Schemes
Rating: 1 person found this useful
Weekly financial services update: new tax-transparent vehicle; Dan Waters leaving FSA; CESR on best execution
The weekly financial services update from Macfarlanes includes details of a new tax-transparent vehicle for the UK; short-selling and aspects of the credit default swap; and the House of Lords’ EU Sub-Committee’s call for evidence.
Law Firm: Macfarlanes LLP | Published: 30 November 2010 | Practice Area: Collective Investment Schemes
Rating: 2 people found this useful
AIFM Directive – the final outcome and its impact on private equity in Europe
Europe this month reached agreement on the Alternative Investment Fund Managers Directive. This briefing gives an overview of the key issues in relation to the AIFM Directive from the perspective of private equity houses within the EU.
Law Firm: Nabarro | Published: 25 November 2010 | Practice Area: Regulation and Compliance
Rating: 2 people found this useful
AIFM Directive – the final outcome and its impact on private equity outside Europe
Europe this month reached agreement on the Alternative Investment Fund Managers Directive. This briefing gives an overview of the key issues - in particular its impact on 'third country' private equity AIFMs.
Law Firm: Nabarro | Published: 25 November 2010 | Practice Area: Capital Markets and Debt Securities
November banking update: report and review on recent cases and issues
A brief summary of recent cases and issues relevant to the banking sector from UK law firm Wragge & Co, which also includes a ‘things to consider’ summary of the key points of practical action to consider. To read on, click ‘View Briefing’.
Law Firm: Wragge & Co | Published: 25 November 2010 | Practice Area: Collective Investment Schemes
Rating: 3 people found this useful
Financial services update: FSA says to tape mobile calls; SEC, CESR co-operate; call for evidence on Euro contracts
This week’s financial services update includes details of the FSA giving the go-ahead of tape mobile phone calls; the SEC and CESR’s efforts to continue close co-operation over regulatory reform; and the UK government’s call for evidence regarding European contract law.
Law Firm: Macfarlanes LLP | Published: 24 November 2010 | Practice Area: Capital Markets and Debt Securities
Rating: 2 people found this useful
‘Telephone taping’: removal of the mobile phone exemption
The FSA has confirmed that the so-called ‘mobile phone exemption’ from the rule that requires many firms to record all telephone conversations will be removed next year. Travers Smith has the details
Law Firm: Travers Smith | Published: 23 November 2010 | Practice Area: Regulation and Compliance
Rating: 1 person found this useful
Fundamental change for the fund industry: AIFM Directive finalised
On 11 November 2010 a European Parliament vote settled the text of the controversial Alternative Investment Fund Managers Directive, which will usher in fundamental change for managers and investors alike. This briefing has the details.
Law Firm: Travers Smith | Published: 18 November 2010 | Practice Area: Regulation and Compliance
Rating: 1 person found this useful
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