Legal briefings from the world's leading law firms
Legal Briefing
Weekly financial services regulatory update
Practice Area: Anti Money Laundering
Sector: Business services
Jurisdiction: England & Wales
Published: 06 October 2010
Law Firm: Macfarlanes LLP
Overview
The financial services regulatory update from Macfarlanes for the week ending 1 October 2010.
This edition covers topics including the FSA’s ‘warning shot’ on leaks and its proposals for effective corporate governance; remuneration and the alternative investment industry; and the new issues paper from the independent commission on banking.
CONTENTS
• FSA fires warning shot on leaks
- Media relations policy
- Handling leaks
- Staff training and anti-leak culture
• Remuneration and the alternative investment industry
• FSA proposals for effective corporate governance
• Macro-prudential regulation as an approach to contain systemic risk
• Financial stability board release on the financial reform
Rating: 
4 people found this useful
People who read this also read these
- Exemption situation
- Gaining FSA authorisation: a how-to guide
- Publish or be damned - failure to comply with announcement obligations can be a costly oversight
- Anti-corruption - a practical guide for business
- Guidance on corporate anti-bribery procedures
- What does the UK’s Bribery Act have to do with HR?
More from Macfarlanes LLP
- Financial services update: recovery and resolution plans; payment for order flow; Stressed Value-at-Risk
- The 2012 pensions revolution: how to prepare for auto-enrolment
- Tax refunds for European pension and investment funds
- A costly failure to respond to an offer to mediate
- Financial services update: Traded Life Policy Investments; shadow banking; Prudent Valuation Return; liquidity risk
Keep up to date with the most recently added briefings to LegalWeekLaw.com
© Incisive Media Investments Limited 2012, Published by Incisive Financial Publishing Limited, Haymarket House, 28-29 Haymarket, London SW1Y 4RX, are companies registered in England and Wales with company registration numbers 04252091 & 04252093.