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Legal Briefing
Financial services regulatory update – 21 July 2011
Practice Area: Regulation and Compliance
Sector: Investment Banking
Jurisdiction: England & Wales
Published: 25 July 2011
Law Firm: Macfarlanes LLP
Overview
This weekly update from Macfarlanes deals with the Financial Services Authority’s recent Financial Promotions update, which covers regulatory expectations for firms advertising Enterprise Investment Schemes and Venture Capital Trust investments, in addition to statistics for financial promotions over the first half of 2011.
It also addresses the Treasury Committee’s retail distribution review which will come into effect on 1 January 2013 and the European Commission’s consultation on social investment funds.
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