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Legal Briefing
Financial services regulatory news: UCITS IV, fund managers and key investor info
Practice Area: Regulation and Compliance
Sector: Business services
Jurisdiction: European Union
Published: 07 January 2011
Law Firm: Macfarlanes LLP
Overview
This weeks’ financial services update from Macfarlanes includes:
The Treasury and the Financial Services Authority joint consultation paper setting out proposals for the transposition of the revised Undertakings for Collective Investment in Transferable Securities Directive;
The Committee of European Securities Regulators’ guidelines in relation to Key Investor Information; and
The Committee of European Securities Regulators’ agenda for an open hearing regarding the mandate received by CESR for technical advice to the European Commission on possible Level 2 measures on the Alternative Investment Fund Manager’s Directive.
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