Overview

Stephenson Harwood's regular round-up of news, speeches and publications on financial services regulation and enforcement in the UK.

Contents include:


- FSA and SEC discuss approaches to global regulatory requirements
- FSA and CFTC sign new memorandum of understanding to enhance supervision of cross border clearing organisations
- Share capital: Companies (Authorised Minimum) Regulations 2009 published
- Central bank governors and G20 ministers publish communiqué following preparatory meeting
- Payment Services Directive: Payment Services (Amendment) Regulations 2009 published
- FSA speech on setting its strategy and approach to fighting fraud
- FSA Update on Lehmans-backed structured products
- FSA Speech on the EU Alternative Investment Fund Management Directive
- FSA gives update on its scale and impact of financial crime project
- FSA publishes TCF examples of good and poor practice
- FSA publishes new version of Transaction Reporting Users Pack
- The FSA fines broker for market conduct failures
- The FSA fines Barclays for transaction reporting failures
- The FSA withdraws mortgage chief’s approval for inadequately controlling Appointed Representatives (ARs)



To read more, click 'View Briefing'