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Legal Briefing
Financial services regulation: competence and ethics, trading regulation and Basel III
Practice Area: Capital Markets and Debt Securities
Sector: Business services
Jurisdiction: European Union
Published: 13 January 2011
Law Firm: Macfarlanes LLP
Overview
Macfarlanes' financial services regulatory update includes news on a guide to the European Securities and Markets Authority, a new UK new deposit compensation limit set by the FSA, and the Bank of England's biannual Financial Stability Report.
Other topics covered include:
- The Bank for International Settlements' final report on assessing the macroeconomic impact of the transition to stronger capital and liquidity requirements;
- The Basel III rules on liquidity and capital adequacy;
- The FSA policy statement on competence and ethics; and
- The European Parliament's plans for the regulation of trading in financial instruments.
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